Tracey Kent of MaxxTrader (an SGX Group company), argues why access to investment bank style technology is the only way for brokers to win clients unable to access credit from the major prime brokers.

The world of investments today isn’t the same as what it was 20 years ago. Back then, the services that financial advisors provided their clients were much more 1:1 matched. As Rob Pettman, EVP and ...

Independent broker-dealers (IBDs) play a significant role in connecting investors with the right investment products and services. But what exactly is an independent broker-dealer? An independent ...

A broker is an intermediary who helps perform financial transactions on behalf of a client. This is different than an investor or "first party" buyer, who is making moves for their own direct benefit.