Ellevest, an RIA backed by Melinda French Gates to serve women investors, has raised its financial planning fee by 33% from ...

The SEC accuses the founders of a modular-building company of raising about $65 million from nearly 350 retail investors to ...

Osaic subsidiary CW Advisors is partnering with former WNBA star and three-time Olympic gold medalist Tina Charles, the RIA ...

With the average family spending $241,080 raising a child to 18, the first year after college costs end is one of the largest ...

The three-firm alliance debuts two closed-end funds giving wealth management clients simplified access to private equity, ...

Ipsos survey of 30 countries finds confidence rising globally but American consumers grow more cautious year over year.

Take money out of a collapsed Ponzi scheme and a receiver can still try to make you give it back. A new Texas lawsuit tests that idea. The court-appointed receiver unwinding the failed forex operation ...

New York-based national wealth management platform, Arax Advisory Partners, has signed a definitive agreement to acquire Transcend Capital Advisors, an RIA managing more than $3 billion in assets as ...

Three advisors explain what the permanent $15M estate exemption, expanded QSBS rules, and new SALT cap are actually changing ...

FINRA has censured and fined three broker-dealers in the Cetera network a fine totalling more than a million dollars over systemwide failures tied to low-priced securities supervision, ...

LPL Financial Holdings Inc. in March 2025 said it was acquiring Commonwealth Financial Network, a group of 3,000 financial ...

InvestmentNews is recognizing 110 independent RIAs whose approach to high-net-worth client service is helping to shape the ...