Merrill Lynch and two units of Wells Fargo have agreed to pay $60 million in combined penalties to settle Securities and Exchange Commission charges that they failed to consider the best interest ...

LPL Financial has notched another recruiting win, bringing in a large California team from Wells Fargo. The Townsgate Wealth ...

Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle Securities and Exchange Commission charges over compliance failures ...

The six-advisor ensemble based in California marks the latest and largest departure from the Wall Street giant to the ...

A six-member advisory team at Wells Fargo Advisors Financial Network that handled $1.15 billion in advisory, brokerage and retirement assets has left to join LPL Financial’s broker-dealer, registered ...

Bank of America said on Thursday that Andy Sieg, the president of Merrill Lynch Wealth Management who ... Morgan Stanley, UBS, and Wells Fargo. The industry as a whole is trying to position ...

Sonia M. Toledo joined Wells Fargo Securities in 2010 from Bank of America Merrill Lynch, where she headed the Northeast Region. Over her 26 year career, she has led a number of complex ...

Wells Fargo is punching below its weight in most areas of investment ... Langley is a former Barclays and Merrill Lynch executive who joined in 2019 as head of CIB in EMEA and added oversight of ...

A six-member advisory team at Wells Fargo Advisors Financial Network ... Banc of America Investment Services and Merrill Lynch during more than three decades in the industry, according to BrokerCheck.